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Record Management Policies and Procedures

Record management policies and procedures are defined in the Record Management, Retention, and Destruction Policy Template

Record Management Policies and Procedures

Template comes in MS WORD format and is easily modified to meet the needs of enterprises of all sizes.  The template comes with a dozen forms which can be used immediately to create a record retention and disposition schedule.

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Records enable and support an enterprise's work to fulfill its mission. Every organization must address well-defined objectives that add value, either by achieving the organization's goals or by reducing costs. Records are a valuable resource, and it is essential to take a systematic approach to their management. Some of the benefits of records management are that it:

  • Meets statutory and regulatory requirements including archival, audit, and oversight activities.
  • Contributes to the smooth operation of an enterprise's mission by making the information needed for decision making and operations readily available;
  • Helps deliver services in a consistent and equitable manner;
  • Facilitates effective performance of activities throughout an enterprise;
  • Protects the rights of an enterprise, its employees, and its customers;
  • Provides continuity in the event of a disaster; and
  • Protects records from inappropriate and unauthorized access

Record Management, Retention, and Destruction Policy Template Contents

You areas included with this policy template are:

  • Record retention requirements for SOX sections 103a, 302, 404, 409, 801a and 802.
  • Policy
  • Standard
    • Scope
    • Responsibilities
    • Record Management
    • Compliance and Enforcement
    • Email Retention and Compliance (Policy)
  • Job Description Manager Record Administrator
  • Email Retention Policy
  • 12 forms for Record Retention and Disposition Schedule
  • List of Document Types with retention and destruction time periods

You can download the Table of Contests and selected pages for this policy template.

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